Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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New Leaf Distribution Limited
FRN 460421
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (19 Jun 2017 to 8 Dec 2019)
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- Employed By (24 May 2013 to 5 Jul 2016)
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- CF30 Customer (16 Oct 2012 to 5 Jul 2016)
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- CF30 Customer (13 May 2008 to 1 Jun 2009)
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- Employed By (13 May 2008 to 1 Jun 2009)
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- Employed By (13 Jul 2007 to 20 May 2008)
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- CF21 Investment Adviser (22 Dec 2003 to 31 Dec 2005)
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- CF22 Investment Adviser (Trainee) (14 Jan 2003 to 7 Oct 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.