Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Senator House85 Queen Victoria StreetLondonEC4V 4ABUNITED KINGDOM- Phone
- +442075625800
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Complaints Contact
Quilter Financial Planning Complaints DepartmentSunderlandSR43 4JRUNITED KINGDOM- Phone
- +448081415077
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 2 limitations Hide limitations
- · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
- · This permission is limited to debt counselling with no debt management activity
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Stewart James O'Brien
IRN SJO00028
- (155)CF21 Investment Adviser (1 Dec 2001 to 19 Jul 2004)
- (156)CF7 Sole Trader (AR) (1 Dec 2001 to 19 Jul 2004)
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Stewart Paul Martin
IRN SPM01197
- (3578)CF1 Director (AR) (3 Jan 2006 to 31 Dec 2011)
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Stuart Adam Craig
IRN SXC01893
- (1776)CF30 Customer (18 Aug 2008 to 10 Dec 2014)
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Stuart Alan Taylor
IRN SAT00024
- (670)CF30 Customer (1 Nov 2007 to 31 Mar 2011)
- (672)CF21 Investment Adviser (30 Nov 2005 to 31 Oct 2007)
- (671)CF24 Pension Transfer Specialist (30 Nov 2005 to 31 Oct 2007)
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Stuart Andrew Brown
IRN SAB00060
- (1364)CF1 Director (AR) (27 Sep 2004 to 21 Feb 2005)
- (1363)CF21 Investment Adviser (27 Sep 2004 to 21 Feb 2005)
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Stuart Andrew Carnall
IRN SAC00026
- (1991)CF21 Investment Adviser (11 Jun 2003 to 30 Nov 2004)
- (1992)CF7 Sole Trader (AR) (11 Jun 2003 to 30 Nov 2004)
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Stuart Campbell
IRN SXC00234
- (59)[FCA CF] Manager of certification employee (since 22 May 2024)
- (2690)[FCA CF] Manager of certification employee (1 Sep 2020 to 20 Oct 2023)
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Stuart Carswell
IRN SXC00128
- (3226)CF30 Customer (1 Nov 2007 to 10 Dec 2014)
- (3228)CF21 Investment Adviser (17 Jan 2007 to 31 Oct 2007)
- (3227)CF22 Investment Adviser (Trainee) (30 Nov 2005 to 17 Jan 2007)
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Stuart Cash Watson
IRN SCW00022
- (1534)CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- (1536)CF7 Sole Trader (AR) (27 Sep 2004 to 31 Jan 2007)
- (1535)CF21 Investment Adviser (27 Sep 2004 to 31 Oct 2007)
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Stuart Cross
IRN SNC00010
- (1970)[FCA CF] Significant management (1 Sep 2020 to 5 Apr 2022)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Independence Financial Planning (no longer appointed)
FRN 430263 · Appointed 29 Mar 2005 · Until 31 Dec 2005
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Town & Country Financial Planning Ltd (no longer appointed)
FRN 429576 · Appointed 14 Mar 2005 · Until 11 May 2007
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Peter Marks Financial Consultant (no longer appointed)
FRN 427446 · Appointed 18 Feb 2005 · Until 31 Dec 2007
Recent activity
Updates to this firm's record on the FCA register.
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trading name added: MHA MacIntyre Hudson Mortgage Solutions
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trading name added: Lighthouse Pensions Help
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trading name added: Lighthouse Mortgage and Protection Solutions
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trading name added: George Ognibeni Wealth Management
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trading name added: LighthouseXpress Limited
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trading name added: Berkeley Wodehouse Associates Limited
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permission removed: CBTL Effective Date
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permission removed: CBTL Status
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controlled function added: (369)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (368)SMF11 Chair of the Audit Committee