Stuart Andrew Carnall

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (16 Sep 2013 to 8 Dec 2019)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF21 Investment Adviser (11 Jun 2003 to 30 Nov 2004)
    • CF7 Sole Trader (AR) (11 Jun 2003 to 30 Nov 2004)
  • Andrew Stuart & Company (no longer approved here)

    FRN 153067

    • (2)Employed By (1 Oct 1998 to 9 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

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