Stuart Carswell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pareto Financial Planning Limited

    FRN 618272

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (10 Oct 2017 to 8 Dec 2019)
    • CF30 Customer (3 Nov 2014 to 8 Dec 2019)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Nov 2007 to 10 Dec 2014)
    • CF21 Investment Adviser (17 Jan 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 Nov 2005 to 17 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.