Lighthouse Advisory Services Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anthony Paul George Miles

  IRN APM00050

  • CF21 Investment Adviser (1 Dec 2001 to 12 Mar 2002)
• Anthony Richard Barker

  IRN ARB00054

  • CF21 Investment Adviser (9 Sep 2003 to 27 Sep 2004)
  • CF1 Director (AR) (9 Sep 2003 to 27 Sep 2004)
• Anthony Robert Scammell

  IRN AXS35323

  • [FCA CF] Manager of certification employee (since 1 Jul 2023)
  • [FCA CF] Significant management (since 7 Jan 2022)
• Anthony Rossborough

  IRN AXR00023

  • CF7 Sole Trader (AR) (20 Feb 2003 to 31 Dec 2003)
  • CF21 Investment Adviser (1 Nov 2002 to 31 Dec 2003)
• Anthony Stuart Bragg

  IRN ASB00026

  • CF30 Customer (29 Aug 2012 to 26 Dec 2012)
• Anthony Trueman

  IRN AXT00005

  • CF7 Sole Trader (AR) (18 Nov 2004 to 31 Jan 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 1 Oct 2007)
• Anthony Welsh Lyle

  IRN AWL01024

  • CF1 Director (AR) (2 May 2002 to 10 May 2005)
• Antony Graham Marshall

  IRN AGM00024

  • CF30 Customer (28 Dec 2011 to 6 Sep 2021)
• Antony Hugh Farnworth

  IRN AHF01035

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF30 Customer (since 9 Jul 2019)
• Antony Neil Bond

  IRN ANB00007

  • CF21 Investment Adviser (1 Dec 2001 to 22 Dec 2001)

• DB NO2 Limited (no longer appointed)

  FRN 606800 · Appointed 3 Sep 2013 · Until 20 Dec 2013

• WRB Capital Ltd (no longer appointed)

  FRN 604725 · Appointed 22 Jul 2013 · Until 30 Sep 2014

• Morgan Stone Independent Ltd (no longer appointed)

  FRN 426328 · Appointed 5 Jul 2013 · Until 20 Jun 2014

• Vita Financial Planning Ltd (no longer appointed)

  FRN 597852 · Appointed 22 Mar 2013 · Until 25 Jan 2021

• David John Folland (no longer appointed)

  FRN 200653 · Appointed 17 Jan 2013 · Until 17 Jan 2013

• Derek Jones (no longer appointed)

  FRN 232527 · Appointed 24 Dec 2012 · Until 31 Dec 2016

• Mike Smith IFA Ltd (no longer appointed)

  FRN 584336 · Appointed 6 Jul 2012 · Until 31 Dec 2013

• IMIC Limited (no longer appointed)

  FRN 528396 · Appointed 18 May 2012 · Until 31 Dec 2013

• Astute Wealth Planning Limited (no longer appointed)

  FRN 580102 · Appointed 24 Apr 2012 · Until 25 Jan 2021

• Charlton Financial Services Ltd (no longer appointed)

  FRN 469783 · Appointed 30 Mar 2012 · Until 3 Jun 2020

No changes recorded yet.