Anthony Rossborough

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Personal Touch Financial Services Limited (no longer approved here)
FRN 187834
- CF30 Customer (1 Nov 2007 to 2 Mar 2020)
- CF4 Partner (AR) (31 Oct 2004 to 2 Mar 2020)
- CF21 Investment Adviser (13 May 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (7 Nov 2003 to 13 May 2004)
Personal Touch Financial Solutions (no longer approved here)
FRN 409861
- (4)Employed By (28 Oct 2004 to 28 Oct 2005)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF7 Sole Trader (AR) (20 Feb 2003 to 31 Dec 2003)
- CF21 Investment Adviser (1 Nov 2002 to 31 Dec 2003)
Canada Life Limited (no longer approved here)
FRN 110394
- CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.