Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 24 May 2021)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 13 Mar 2018)
-
Barker Financial Planning Limited
FRN 949529
- Employed By (since 24 May 2021)
-
- (2)Employed By (13 Mar 2018 to 27 May 2021)
-
- CF30 Customer (28 Aug 2014 to 27 Oct 2016)
-
- CF30 Customer (1 Nov 2007 to 1 Oct 2010)
- CF22 Investment Adviser (Trainee) (16 Apr 2007 to 31 Oct 2007)
-
- CF21 Investment Adviser (30 Dec 2005 to 15 Apr 2007)
- CF22 Investment Adviser (Trainee) (20 Jul 2005 to 30 Dec 2005)
-
- CF21 Investment Adviser (9 Sep 2003 to 27 Sep 2004)
- CF1 Director (AR) (9 Sep 2003 to 27 Sep 2004)
-
- (1)Employed By (9 Sep 2003 to 27 Sep 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.