Lighthouse Advisory Services Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michelle Silver

  IRN MXS00029

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 May 2023)
  • CF30 Customer (1 Nov 2007 to 18 May 2023)
  • CF4 Partner (AR) (7 Sep 2004 to 12 Oct 2021)
  • CF21 Investment Adviser (6 Aug 2002 to 31 Oct 2007)
  • CF1 Director (AR) (6 Aug 2002 to 7 Sep 2004)
• Mick Hutton

  IRN MPH00019

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF30 Customer (since 2 Sep 2015)
• Mickael Marsali

  IRN MXM01803

  • CF30 Customer (1 Nov 2007 to 18 Jul 2008)
  • CF21 Investment Adviser (18 Aug 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (1 Nov 2005 to 18 Aug 2006)
• Mike Robertson

  IRN MHR00006

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Oct 2022)
  • CF30 Customer (1 Nov 2007 to 28 Oct 2022)
  • CF1 Director (AR) (28 Jan 2003 to 28 Oct 2022)
  • CF21 Investment Adviser (1 Nov 2002 to 31 Oct 2007)
• Miriam Madden

  IRN MXM02610

  • CF1 Director (AR) (9 Sep 2010 to 21 Nov 2016)
• Mitchell Dean

  IRN MXD02066

  • CF1 Director (AR) (3 Feb 2022 to 30 Jun 2024)
  • SMF2 Chief Finance (15 May 2020 to 13 Sep 2023)
  • SMF3 Executive Director (15 May 2020 to 30 Jun 2024)
• Modesto Sabado Manzano

  IRN MXM00157

  • CF7 Sole Trader (AR) (17 Apr 2003 to 31 Oct 2003)
  • CF21 Investment Adviser (17 Apr 2003 to 31 Oct 2003)
• Mohammed Ilyas Habib

  IRN MIH01026

  • CF30 Customer (1 Nov 2007 to 30 Dec 2016)
  • CF21 Investment Adviser (19 Nov 2004 to 31 Oct 2007)
• Mohammed Kutub Uddin

  IRN MKU01003

  • [FCA CF] Manager of certification employee (29 Nov 2021 to 22 Mar 2022)
• Mohammed Nazir

  IRN MXN00044

  • [FCA CF] Functions requiring qualifications (10 Dec 2019 to 26 Oct 2021)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Dec 2019)

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No changes recorded yet.