Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 26 Oct 2021)
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- [FCA CF] Functions requiring qualifications (10 Dec 2019 to 26 Oct 2021)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Dec 2019)
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- CF30 Customer (21 Jul 2010 to 16 Nov 2012)
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- CF30 Customer (1 Nov 2007 to 29 Jun 2010)
- CF21 Investment Adviser (19 May 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (27 Mar 2006 to 19 May 2006)
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- CF21 Investment Adviser (22 Jan 2003 to 24 Mar 2006)
- CF22 Investment Adviser (Trainee) (19 Feb 2002 to 22 Jan 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.