Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 26 Oct 2021)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • [FCA CF] Functions requiring qualifications (10 Dec 2019 to 26 Oct 2021)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Dec 2019)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (21 Jul 2010 to 16 Nov 2012)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 29 Jun 2010)
    • CF21 Investment Adviser (19 May 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 Mar 2006 to 19 May 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (22 Jan 2003 to 24 Mar 2006)
    • CF22 Investment Adviser (Trainee) (19 Feb 2002 to 22 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.