Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 16 May 2023)
    • CF30 Customer (since 9 Feb 2023)
    • (1)Employed By (since 7 Sep 2004)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 May 2023)
    • CF30 Customer (1 Nov 2007 to 18 May 2023)
    • CF4 Partner (AR) (7 Sep 2004 to 12 Oct 2021)
    • CF21 Investment Adviser (6 Aug 2002 to 31 Oct 2007)
    • CF1 Director (AR) (6 Aug 2002 to 7 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.