Lighthouse Advisory Services Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Leonardus Adriaan Deist

  IRN LXD24624

  • SMF24 Chief Operations (20 Apr 2020 to 30 Sep 2022)
• Lesley Vitty

  IRN LXV00013

  • [FCA CF] Manager of certification employee (since 17 Jan 2024)
  • [FCA CF] Manager of certification employee (1 Sep 2020 to 7 Jul 2022)
• Leslie Albert Willis

  IRN LAW00006

  • CF30 Customer (1 Nov 2007 to 28 Dec 2012)
  • CF21 Investment Adviser (19 Jun 2003 to 31 Oct 2007)
• Leslie Alexander McGuffog

  IRN LXM01286

  • CF30 Customer (1 Dec 2010 to 31 Dec 2012)
• Leslie Jackson

  IRN LTJ00002

  • [FCA CF] Client dealing (1 Sep 2020 to 25 Feb 2021)
  • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 25 Feb 2021)
• Leslie John Dennis

  IRN LJD00003

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Mar 2024)
  • CF30 Customer (2 Feb 2012 to 13 Mar 2024)
• Leslie Scott Woodcock

  IRN LSW00003

  • CF30 Customer (1 Nov 2007 to 30 Dec 2010)
  • CF21 Investment Adviser (19 Jun 2003 to 31 Oct 2007)
• Leslie Winston Johnston

  IRN LWJ00001

  • CF4 Partner (AR) (25 Jun 2002 to 12 Dec 2002)
• Lewis Harvey

  IRN LXH00486

  • [FCA CF] Significant management (21 Aug 2023 to 20 Sep 2024)
• Lewis Ralph Farrar

  IRN LRF00003

  • CF21 Investment Adviser (1 Nov 2002 to 17 Nov 2005)

• M K Mortgage Advisers (no longer appointed)

  FRN 468581 · Appointed 1 Jun 2007 · Until 31 Oct 2007

• The Octavian Partnership (SM Financial Services) (no longer appointed)

  FRN 467345 · Appointed 1 May 2007 · Until 31 Dec 2008

• Apex CB Financial Planning Ltd (no longer appointed)

  FRN 466169 · Appointed 3 Apr 2007 · Until 31 Dec 2009

• Lighthouse Thames Ltd (no longer appointed)

  FRN 465401 · Appointed 16 Mar 2007 · Until 27 Nov 2013

• David Farrar Associates (no longer appointed)

  FRN 225333 · Appointed 26 Feb 2007 · Until 31 Aug 2008

• MMSC Ltd (no longer appointed)

  FRN 464122 · Appointed 16 Feb 2007 · Until 25 Nov 2008

• Integritas (no longer appointed)

  FRN 463266 · Appointed 1 Feb 2007 · Until 2 Jan 2019

• Abacus Asset Investment Limited (no longer appointed)

  FRN 206209 · Appointed 23 Jan 2007 · Until 31 Aug 2008

• Eldercare Solutions Ltd (no longer appointed)

  FRN 462575 · Appointed 16 Jan 2007 · Until 22 Nov 2013

• CNFP LLP (no longer appointed)

  FRN 461541 · Appointed 18 Dec 2006 · Until 1 Mar 2016

No changes recorded yet.