Lighthouse Advisory Services Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Senator House85 Queen Victoria StreetLondonEC4V 4ABUNITED KINGDOM- Phone
- +442075625800
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Complaints Contact
Quilter Financial Planning Complaints DepartmentSunderlandSR43 4JRUNITED KINGDOM- Phone
- +448081415077
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
Show 2 limitations Hide limitations
- · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
- · This permission is limited to debt counselling with no debt management activity
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Kazue Drury
IRN KXD01127
- CF30 Customer (1 Nov 2007 to 21 Jan 2021)
- CF21 Investment Adviser (18 May 2006 to 31 Oct 2007)
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Keiron Simon Rice
IRN KSR00002
- CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- CF1 Director (AR) (25 Apr 2005 to 30 Oct 2017)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF4 Partner (AR) (1 Dec 2001 to 25 Apr 2005)
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Keith Alexander Sharp
IRN KAS00006
- CF30 Customer (1 Nov 2007 to 20 May 2010)
- CF7 Sole Trader (AR) (22 Oct 2004 to 31 Jan 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Keith Anthony Fraser Jones
IRN KAJ00005
- CF30 Customer (29 Jun 2010 to 16 May 2014)
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Keith Armstrong
IRN KXA00006
- CF30 Customer (1 Nov 2007 to 30 Sep 2019)
- CF7 Sole Trader (AR) (3 Jan 2003 to 31 Jan 2007)
- CF21 Investment Adviser (1 Nov 2002 to 31 Oct 2007)
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Keith Bruce Miller
IRN KBM00008
- CF30 Customer (28 Dec 2011 to 31 Dec 2012)
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Keith Douglas Barr
IRN KDB01046
- CF30 Customer (10 Jul 2014 to 21 Jan 2019)
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Keith Edward John Sythes
IRN KES01047
- CF30 Customer (12 Jul 2010 to 2 Aug 2010)
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Keith Edward Mullins
IRN KEM00006
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Oct 2021)
- CF30 Customer (30 Nov 2007 to 10 Oct 2021)
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Keith Frank Wakeling
IRN KFW00006
- CF30 Customer (27 Apr 2010 to 28 Feb 2011)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Adrian Cook t/a ASC Financial Solutions (no longer appointed)
FRN 471728 · Appointed 16 Aug 2007 · Until 27 Nov 2009
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Trinity House Associates Ltd (no longer appointed)
FRN 471578 · Appointed 14 Aug 2007 · Until 11 Mar 2010
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Orchard Financial Services (UK) Ltd (no longer appointed)
FRN 470750 · Appointed 24 Jul 2007 · Until 30 Sep 2008
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Fairway Financial Management Ltd (no longer appointed)
FRN 470666 · Appointed 20 Jul 2007 · Until 29 Jun 2011
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Parade Financial Services Ltd (no longer appointed)
FRN 469168 · Appointed 18 Jun 2007 · Until 1 May 2019
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.