Kazue Drury

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lathe & Co Wealth Advisers Ltd

    FRN 838186

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 26 Sep 2024)
    • Appointed representative dealing with clients for which they require qualification (since 19 Oct 2023)
    • CF30 Customer (since 5 Feb 2021)
    • [FCA CF] Client dealing (since 31 Dec 2019)
    • [FCA CF] Functions requiring qualifications (31 Dec 2019 to 19 Oct 2023)
  • Financial Initiatives Limited

    FRN 935269

    • (4)Employed By (since 5 Feb 2021)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Nov 2007 to 21 Jan 2021)
    • CF21 Investment Adviser (18 May 2006 to 31 Oct 2007)
  • Lighthouse (Financial Initiatives) Ltd (no longer approved here)

    FRN 229638

    • (5)Employed By (18 May 2006 to 21 Jan 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 10 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

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