Lighthouse Advisory Services Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James Lewis Murray

  IRN JLM00008

  • CF30 Customer (30 Dec 2011 to 22 Sep 2013)
  • CF4 Partner (AR) (30 Dec 2011 to 22 Sep 2013)
• James McLeod Craig

  IRN JMC01302

  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF21 Investment Adviser (13 Oct 2006 to 31 Oct 2007)
• James Mortimer

  IRN JHM00025

  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF21 Investment Adviser (9 Jan 2007 to 31 Oct 2007)
  • CF17 Significant Mgt (Other Business Operations) (5 Jan 2006 to 8 Jan 2007)
  • CF22 Investment Adviser (Trainee) (3 Jan 2006 to 9 Jan 2007)
• James Morton

  IRN JXM00282

  • [FCA CF] Manager of certification employee (1 Sep 2020 to 31 Dec 2021)
• James Moss

  IRN JXM02115

  • [FCA CF] Functions requiring qualifications (28 Sep 2021 to 4 Jul 2022)
• James Patrick Medrow

  IRN JPM01265

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • CF30 Customer (since 22 Sep 2021)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF30 Customer (26 Apr 2018 to 16 Mar 2021)
• James Peter Selman

  IRN JXS02562

  • CF30 Customer (24 Jan 2011 to 22 Dec 2017)
• James Philip Draycott

  IRN JPD00011

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF30 Customer (since 23 Jun 2010)
• James Quinn

  IRN JXQ00001

  • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2003)
• James Richard Marchant

  IRN JRM01184

  • CF1 Director (AR) (6 Feb 2012 to 30 Nov 2012)
  • CF30 Customer (1 Apr 2011 to 30 Nov 2012)

• Lomax Wealth Management (no longer appointed)

  FRN 525094 · Appointed 2 Jun 2010 · Until 18 Aug 2015

• Martyn Young (no longer appointed)

  FRN 513568 · Appointed 30 Nov 2009 · Until 4 Aug 2020

• Integritas Wealth Management (no longer appointed)

  FRN 513072 · Appointed 19 Nov 2009 · Until 31 Dec 2011

• Capital Financial Planning Limited (no longer appointed)

  FRN 510069 · Appointed 20 Oct 2009 · Until 7 Dec 2022

• Kerseys Wealth Management Ltd (no longer appointed)

  FRN 507695 · Appointed 1 Oct 2009 · Until 25 Mar 2022

• Lighthouse Central Ltd (no longer appointed)

  FRN 506177 · Appointed 1 Sep 2009 · Until 10 Jun 2013

• The Sustainable Pension Company Ltd (no longer appointed)

  FRN 505258 · Appointed 18 Aug 2009 · Until 6 Jul 2020

• The Mortgage Place Ltd (no longer appointed)

  FRN 501537 · Appointed 22 May 2009 · Until 18 Aug 2009

• Mortgage Choice Plus (no longer appointed)

  FRN 405048 · Appointed 7 Apr 2009 · Until 31 Dec 2017

• Titan House Ltd (no longer appointed)

  FRN 496573 · Appointed 18 Feb 2009 · Until 28 Jun 2019

No changes recorded yet.