James Richard Marchant

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Best Practice IFA Group Limited

    FRN 223112

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 5 Jan 2024)
    • Appointed representative dealing with clients for which they require qualification (since 5 Jan 2024)
    • CF30 Customer (since 22 Dec 2023)
    • CF1 Director (AR) (22 Dec 2023 to 15 Jul 2025)
  • Sovereign Independent Financial Advisers Limited

    FRN 227880

    • (2)Employed By (since 22 Dec 2023)
    • (6)Employed By (18 Jan 2010 to 30 Nov 2012)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF1 Director (AR) (6 Feb 2012 to 30 Nov 2012)
    • CF30 Customer (1 Apr 2011 to 30 Nov 2012)
  • CATHEDRAL INDEPENDENT FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 231910

    • (29)CF30 Customer (1 Nov 2007 to 30 Apr 2008)
    • (30)CF21 Investment Adviser (8 Sep 2006 to 31 Oct 2007)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF21 Investment Adviser (24 Mar 2006 to 23 May 2006)
    • CF22 Investment Adviser (Trainee) (29 Jun 2005 to 24 Mar 2006)
  • Templar Knights Ltd (no longer approved here)

    FRN 194489

    • Employed By (29 Jun 2005 to 30 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (29)CF30 Customer at CATHEDRAL INDEPENDENT FINANCIAL PLANNING LIMITED

  2. controlled function added: (30)CF21 Investment Adviser at CATHEDRAL INDEPENDENT FINANCIAL PLANNING LIMITED