Lighthouse Advisory Services Limited

Date authorised
1 April 2013
Companies House
04086645
Last scraped
2 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter Ralph Sowerby

    IRN PRS00082

    • (2396)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Dec 2024)
    • (2395)CF30 Customer (11 Apr 2018 to 31 Dec 2024)
  • Peter Raney

    IRN PXR01583

    • (1594)CF30 Customer (2 Dec 2014 to 27 Jun 2015)
  • Peter Raymond Wood

    IRN PRW00030

    • (934)CF30 Customer (1 Nov 2007 to 30 Aug 2019)
    • (935)CF21 Investment Adviser (19 Mar 2004 to 31 Oct 2007)
  • Peter Robert Piercy

    IRN PRP00005

    • (922)CF30 Customer (1 Nov 2007 to 31 Dec 2016)
    • (924)CF7 Sole Trader (AR) (25 Mar 2004 to 20 Jan 2006)
    • (923)CF21 Investment Adviser (1 Nov 2002 to 31 Oct 2007)
  • Peter Rodney Forrest

    IRN PRF00010

    • (954)CF21 Investment Adviser (1 Dec 2001 to 13 Mar 2002)
  • Peter Swann

    IRN PXS24473

    • (3023)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 26 Feb 2021)
    • (3022)CF30 Customer (26 Nov 2019 to 8 Dec 2019)
  • Peter Thompson

    IRN PXT00022

    • (20)CF30 Customer (1 Nov 2007 to 21 Sep 2011)
    • (21)CF21 Investment Adviser (19 Jun 2003 to 31 Oct 2007)
  • Peter William Bye

    IRN PWB00013

    • (1007)CF30 Customer (1 Nov 2007 to 30 Jun 2010)
    • (1009)CF4 Partner (AR) (1 Dec 2001 to 31 Dec 2018)
    • (1008)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Peter William Latimer Irving

    IRN PWI00002

    • (2028)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Jul 2023)
    • (2026)CF30 Customer (1 Nov 2007 to 7 Jul 2023)
    • (2027)CF21 Investment Adviser (3 Apr 2007 to 31 Oct 2007)
  • Phil Carroll

    IRN PXC00113

    • (2723)[FCA CF] Significant management (1 Sep 2020 to 20 Jun 2023)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: MHA MacIntyre Hudson Mortgage Solutions

  2. trading name added: Lighthouse Pensions Help

  3. trading name added: Lighthouse Mortgage and Protection Solutions

  4. trading name added: George Ognibeni Wealth Management

  5. trading name added: LighthouseXpress Limited

  6. trading name added: Berkeley Wodehouse Associates Limited

  7. permission removed: CBTL Effective Date

  8. permission removed: CBTL Status

  9. controlled function added: (369)SMF17 Money Laundering Reporting Officer (MLRO)

  10. controlled function added: (368)SMF11 Chair of the Audit Committee

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