Peter Ralph Sowerby

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Dec 2024)
- CF30 Customer (11 Apr 2018 to 31 Dec 2024)
Lighthouse Financial Advice Limited (no longer approved here)
FRN 225502
- (584)Employed By (11 Apr 2018 to 31 Dec 2024)
Quilter Financial Advisers Ltd (no longer approved here)
FRN 452529
- (196)Employed By (19 Oct 2015 to 15 Mar 2018)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (7 Dec 2007 to 10 Dec 2007)
RLUM Limited (no longer approved here)
FRN 144032
- CF21 Investment Adviser (15 Jan 2002 to 7 Jun 2002)
- CF22 Investment Adviser (Trainee) (15 Jan 2002 to 15 Jan 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.