Peter Swann

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Financial Limited

    FRN 497604

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 13 Mar 2026)
    • CF30 Customer (since 12 Mar 2026)
    • [FCA CF] Client dealing (1 Sep 2020 to 26 Feb 2021)
    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 26 Feb 2021)
  • Moneytree Financial Solutions Ltd

    FRN 530950

    • (4)Employed By (since 12 Mar 2026)
  • Pensionhelp Limited (no longer approved here)

    FRN 754665

    • [FCA CF] Client dealing (27 Apr 2021 to 6 Jan 2026)
    • [FCA CF] Functions requiring qualifications (27 Apr 2021 to 6 Jan 2026)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • [FCA CF] Client dealing (1 Sep 2020 to 26 Feb 2021)
    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 26 Feb 2021)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • [FCA CF] Client dealing (1 Sep 2020 to 26 Feb 2021)
    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 26 Feb 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • [FCA CF] Client dealing (1 Sep 2020 to 26 Feb 2021)
    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 26 Feb 2021)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 26 Feb 2021)
    • [FCA CF] Client dealing (1 Sep 2020 to 26 Feb 2021)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 26 Feb 2021)
    • CF30 Customer (26 Nov 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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