Lighthouse Advisory Services Limited

Date authorised
1 April 2013
Companies House
04086645
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mohib Chagpar

    IRN MXC00037

    • (103)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (104)4. Giving personal recommendations on retail investment products which are not broker funds
    • (102)7. Giving personal recommendations on long-term care insurance contracts
    • (106)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • (105)CF30 Customer (since 13 Aug 2013)
    • (2762)CF21 Investment Adviser (4 Apr 2007 to 16 May 2007)
  • Moira Kilcoyne

    IRN MXK02784

    • (15)Director of firm who is not a certification employee or a SMF manager (since 1 Sep 2023)
  • Morgan Oliver McSorley

    IRN MOM00002

    • (2264)CF30 Customer (1 Nov 2007 to 10 Feb 2011)
    • (2265)CF21 Investment Adviser (5 Jan 2006 to 31 Oct 2007)
  • Murad Umerji

    IRN MXU00020

    • (2653)[FCA CF] Functions requiring qualifications (10 Dec 2019 to 27 Oct 2021)
    • (2652)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Dec 2019)
  • Naomi Susan Ryan

    IRN NSR01029

    • (1324)CF1 Director (AR) (10 Sep 2007 to 31 Aug 2008)
  • Naomi Turner

    IRN NXT00037

    • (3547)[FCA CF] Manager of certification employee (1 Sep 2020 to 4 Feb 2021)
  • Naresh Manilal Mistry

    IRN NMM00007

    • (2030)CF30 Customer (1 Dec 2010 to 31 Dec 2011)
  • Natasha Neal

    IRN NXN21954

    • (2745)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Jan 2021)
    • (2744)CF30 Customer (17 Oct 2019 to 31 Jan 2021)
  • Nathan Craig Stacey

    IRN NCS01050

    • (1783)CF30 Customer (9 Apr 2013 to 5 Jul 2014)
  • Nathan James Bridgeman

    IRN NJB01216

    • (169)CF21 Investment Adviser (2 May 2007 to 6 Jul 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (327)21. Advising or arranging (bringing about) equity release transactions

  2. controlled function added: (326)Appointed representative dealing with clients for which they require qualification

  3. controlled function added: (325)CF30 Customer

  4. controlled function added: (324)4. Giving personal recommendations on retail investment products which are not broker funds

  5. controlled function added: (323)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  6. controlled function added: (322)Appointed representative dealing with clients for which they require qualification

  7. controlled function added: (321)CF30 Customer

  8. controlled function added: (320)4. Giving personal recommendations on retail investment products which are not broker funds

  9. controlled function added: (319)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  10. controlled function added: (318)Appointed representative dealing with clients for which they require qualification

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