Morgan Oliver McSorley

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited

    FRN 124543

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 4 Nov 2024)
    • [FCA CF] Functions requiring qualifications (since 4 Nov 2024)
    • [FCA CF] Manager of certification employee (4 Nov 2024 to 12 Jun 2025)
  • J & E Davy (UK) Limited (no longer approved here)

    FRN 172140

    • CF30 Customer (1 Nov 2017 to 5 Jun 2018)
  • Northern Bank Limited (no longer approved here)

    FRN 122261

    • CF30 Customer (16 Sep 2013 to 6 Mar 2016)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Nov 2007 to 10 Feb 2011)
    • CF21 Investment Adviser (5 Jan 2006 to 31 Oct 2007)
  • AIB GROUP (UK) P.L.C. (no longer approved here)

    FRN 122088

    • CF21 Investment Adviser (1 Dec 2001 to 28 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.