Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Senator House85 Queen Victoria StreetLondonEC4V 4ABUNITED KINGDOM- Phone
- +442075625800
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Complaints Contact
Quilter Financial Planning Complaints DepartmentSunderlandSR43 4JRUNITED KINGDOM- Phone
- +448081415077
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 2 limitations Hide limitations
- · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
- · This permission is limited to debt counselling with no debt management activity
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Matthew Paul Bearchell
IRN MPB01099
- (851)CF30 Customer (13 Apr 2012 to 26 Nov 2012)
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Matthew Peter Hooper
IRN MPH00017
- (3422)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Jan 2022)
- (3420)CF30 Customer (1 Nov 2007 to 1 Jan 2022)
- (3421)CF21 Investment Adviser (28 Jan 2003 to 31 Oct 2007)
- (3423)CF1 Director (AR) (28 Jan 2003 to 1 Jan 2022)
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Matthew Robert Johnson
IRN MRJ00015
- (2444)CF30 Customer (10 Aug 2009 to 5 Dec 2014)
- (2445)CF1 Director (AR) (10 Aug 2009 to 5 Dec 2014)
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Matthew Sellens
IRN MXS00088
- (2990)CF21 Investment Adviser (4 Jul 2003 to 8 Jun 2004)
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Maureen Graham
IRN MXG00019
- (161)CF7 Sole Trader (AR) (7 Feb 2003 to 31 Jan 2007)
- (160)CF21 Investment Adviser (1 Nov 2002 to 1 Aug 2007)
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Maureen Sarah Tomasine Vincent
IRN MSV01007
- (1527)CF1 Director (AR) (28 Jan 2005 to 31 Dec 2012)
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Maxine Hulme
IRN MXH01037
- (48)[FCA CF] Significant management (since 28 Feb 2025)
- (47)[FCA CF] Manager of certification employee (since 28 Feb 2025)
- (2627)[FCA CF] Material risk taker (28 Feb 2025 to 1 Mar 2025)
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Maxine Jane Scott
IRN MJN00025
- (1721)CF30 Customer (28 Dec 2011 to 19 Mar 2013)
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Melanie April Barnard
IRN MXB00239
- (2681)[FCA CF] Significant management (1 Sep 2020 to 30 Nov 2021)
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Melanie Marie Parsons
IRN MMP01037
- (836)CF4 Partner (AR) (28 Dec 2011 to 28 Mar 2013)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Tasker Financial Services (no longer appointed)
FRN 196568 · Appointed 20 Aug 2001 · Until 31 Dec 2005
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Three Counties Independent Financial Services (no longer appointed)
FRN 206217 · Appointed 12 Jul 2001 · Until 26 Jul 2006
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J.P. Haskins Financial Services (no longer appointed)
FRN 206216 · Appointed 5 Jul 2001 · Until 31 Dec 2005
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Bruce Hendren Financial Management (no longer appointed)
FRN 196064 · Appointed 5 Jul 2001 · Until 31 Dec 2005
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Thakkar Financial Services Limited (no longer appointed)
FRN 206210 · Appointed 27 Jun 2001 · Until 30 Nov 2016
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Stanway Financial Services (no longer appointed)
FRN 206211 · Appointed 27 Jun 2001 · Until 31 Dec 2005
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Stricklands Financial Services (no longer appointed)
FRN 206207 · Appointed 27 Jun 2001 · Until 31 Dec 2005
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Premier Financial Services (no longer appointed)
FRN 206212 · Appointed 27 Jun 2001 · Until 31 Dec 2005
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David Evans Financial Consultants Ltd (no longer appointed)
FRN 206213 · Appointed 27 Jun 2001 · Until 31 Dec 2005
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (327)21. Advising or arranging (bringing about) equity release transactions
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controlled function added: (326)Appointed representative dealing with clients for which they require qualification
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controlled function added: (325)CF30 Customer
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controlled function added: (324)4. Giving personal recommendations on retail investment products which are not broker funds
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controlled function added: (323)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
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controlled function added: (322)Appointed representative dealing with clients for which they require qualification
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controlled function added: (321)CF30 Customer
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controlled function added: (320)4. Giving personal recommendations on retail investment products which are not broker funds
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controlled function added: (319)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
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controlled function added: (318)Appointed representative dealing with clients for which they require qualification