Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Syon Financial Limited
FRN 222107
- Employed By (since 26 Nov 2025)
- Employed By (28 Jan 2003 to 14 Feb 2022)
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 29 Dec 2021)
- CF30 Customer (since 15 Apr 2021)
- CF1 Director (AR) (since 15 Apr 2021)
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- CF1 Director (AR) (15 Apr 2021 to 18 Jun 2021)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Jan 2022)
- CF30 Customer (1 Nov 2007 to 1 Jan 2022)
- CF21 Investment Adviser (28 Jan 2003 to 31 Oct 2007)
- CF1 Director (AR) (28 Jan 2003 to 1 Jan 2022)
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- CF21 Investment Adviser (1 Dec 2001 to 2 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
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