Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Employed By (since 26 Nov 2025)
    • Employed By (28 Jan 2003 to 14 Feb 2022)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 29 Dec 2021)
    • CF30 Customer (since 15 Apr 2021)
    • CF1 Director (AR) (since 15 Apr 2021)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (15 Apr 2021 to 18 Jun 2021)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Jan 2022)
    • CF30 Customer (1 Nov 2007 to 1 Jan 2022)
    • CF21 Investment Adviser (28 Jan 2003 to 31 Oct 2007)
    • CF1 Director (AR) (28 Jan 2003 to 1 Jan 2022)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 2 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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