Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 4 Jan 2011)
    • CF30 Customer (since 7 Jan 2009)
    • Employed By (since 7 Jan 2009)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
    • CF21 Investment Adviser (7 Dec 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (20 Apr 2004 to 7 Dec 2004)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF21 Investment Adviser (4 Jul 2003 to 8 Jun 2004)
  • Lighthouse (South East) Limited (no longer approved here)

    FRN 217419

    • (22)Employed By (5 Sep 2002 to 15 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

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