Lighthouse Advisory Services Limited

Date authorised
1 April 2013
Companies House
04086645
Last scraped
1 week ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon Pirie

    IRN SXP00014

    • (3296)CF30 Customer (28 Dec 2011 to 31 Dec 2020)
    • (3297)CF1 Director (AR) (28 Dec 2011 to 31 Dec 2020)
  • Simon Richards

    IRN SXR00003

    • (2054)CF1 Director (AR) (28 Dec 2011 to 12 Dec 2012)
    • (2053)CF30 Customer (28 Dec 2011 to 12 Dec 2012)
  • Simon Roger Goody

    IRN SRG00004

    • (292)CF21 Investment Adviser (27 Nov 2003 to 31 Dec 2004)
  • Simon William Wells

    IRN SWW00001

    • (2091)CF21 Investment Adviser (29 Apr 2004 to 22 Aug 2006)
  • Simon Wykes

    IRN SKW00006

    • (2513)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Apr 2021)
    • (2512)CF30 Customer (20 Jun 2019 to 11 Apr 2021)
  • Simone Grogan

    IRN SXG00015

    • (2194)CF30 Customer (1 Nov 2007 to 2 Feb 2021)
    • (2196)CF4 Partner (AR) (7 Sep 2004 to 2 Feb 2021)
    • (2195)CF21 Investment Adviser (30 Aug 2002 to 31 Oct 2007)
    • (2197)CF1 Director (AR) (30 Aug 2002 to 7 Sep 2004)
  • Stanley Gerald Bloom

    IRN SGB00004

    • (163)CF7 Sole Trader (AR) (7 Feb 2003 to 1 Jan 2005)
    • (162)CF21 Investment Adviser (1 Nov 2002 to 1 Jan 2005)
  • Stanley Phillip

    IRN SXP00023

    • (2117)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 17 Feb 2023)
    • (2114)CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • (2116)CF7 Sole Trader (AR) (13 Jan 2003 to 31 Jan 2007)
    • (2115)CF21 Investment Adviser (1 Nov 2002 to 31 Oct 2007)
  • Stanley Richard Kettle

    IRN SRK00010

    • (1314)CF30 Customer (28 Dec 2011 to 31 Dec 2012)
  • Stanley Smith Buchan

    IRN SXS00151

    • (1163)CF30 Customer (4 Feb 2008 to 27 Aug 2012)
    • (1164)CF21 Investment Adviser (19 Jun 2003 to 1 Dec 2003)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (337)Appointed representative dealing with clients for which they require qualification

  2. controlled function added: (336)CF30 Customer

  3. controlled function added: (335)4. Giving personal recommendations on retail investment products which are not broker funds

  4. controlled function added: (334)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  5. controlled function added: (333)[FCA CF] Significant management

  6. controlled function added: (332)Appointed representative dealing with clients for which they require qualification

  7. controlled function added: (331)CF30 Customer

  8. controlled function added: (330)4. Giving personal recommendations on retail investment products which are not broker funds

  9. controlled function added: (329)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  10. controlled function added: (328)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose

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