Simone Grogan

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Simone Grogan

    FRN 933340

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 8 Dec 2020)
    • Sole trader dealing with clients for which they require qualification (since 8 Dec 2020)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Nov 2007 to 2 Feb 2021)
    • CF4 Partner (AR) (7 Sep 2004 to 2 Feb 2021)
    • CF21 Investment Adviser (30 Aug 2002 to 31 Oct 2007)
    • CF1 Director (AR) (30 Aug 2002 to 7 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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