Lighthouse Advisory Services Limited

Date authorised
1 April 2013
Companies House
04086645
Last scraped
3 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Mark Wood

    IRN RMW01093

    • (2205)CF30 Customer (26 Nov 2009 to 6 Aug 2010)
    • (2206)CF21 Investment Adviser (10 Mar 2004 to 17 May 2004)
  • Richard Martin Brown

    IRN RXB00245

    • (2298)CF21 Investment Adviser (20 Jul 2004 to 7 Feb 2005)
    • (2297)CF22 Investment Adviser (Trainee) (19 Jun 2003 to 20 Jul 2004)
  • Richard Mifsud

    IRN RCM00003

    • (2346)Appointed representative dealing with clients for which they require qualification (9 Dec 2020 to 4 May 2021)
    • (2347)CF1 Director (AR) (1 Apr 2011 to 4 May 2021)
    • (2345)CF30 Customer (1 Apr 2011 to 4 May 2021)
  • Richard Nicholas John Ward

    IRN RNW00005

    • (1336)CF21 Investment Adviser (17 Sep 2004 to 7 Dec 2004)
  • Richard Patrick Taylor

    IRN RPT01054

    • (1743)CF30 Customer (12 Oct 2012 to 30 Jul 2014)
  • Richard Peter Avis

    IRN RPA00001

    • (3481)CF4 Partner (AR) (28 Dec 2011 to 1 Dec 2021)
    • (3480)CF30 Customer (28 Dec 2011 to 31 Dec 2011)
  • Richard Peter Evans

    IRN RPE00009

    • (1937)CF21 Investment Adviser (11 Jan 2002 to 29 Oct 2004)
  • Richard Philip Dainty

    IRN RPD01057

    • (1722)CF30 Customer (16 Mar 2011 to 30 Nov 2013)
  • Richard Preece

    IRN RXP00242

    • (2659)[FCA CF] Functions requiring qualifications (10 Dec 2019 to 27 Oct 2021)
    • (2658)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Dec 2019)
  • Richard Robert Anthony Hunt

    IRN RXH00107

    • (431)CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • (432)CF21 Investment Adviser (9 Jun 2006 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (337)Appointed representative dealing with clients for which they require qualification

  2. controlled function added: (336)CF30 Customer

  3. controlled function added: (335)4. Giving personal recommendations on retail investment products which are not broker funds

  4. controlled function added: (334)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  5. controlled function added: (333)[FCA CF] Significant management

  6. controlled function added: (332)Appointed representative dealing with clients for which they require qualification

  7. controlled function added: (331)CF30 Customer

  8. controlled function added: (330)4. Giving personal recommendations on retail investment products which are not broker funds

  9. controlled function added: (329)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  10. controlled function added: (328)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose

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