Richard Martin Brown

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quantum Wealth Planning Ltd

    FRN 760805

    • 21. Advising or arranging (bringing about) equity release transactions
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2023)
    • [FCA CF] Client dealing (since 1 Feb 2023)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF21 Investment Adviser (20 Jul 2004 to 7 Feb 2005)
    • CF22 Investment Adviser (Trainee) (19 Jun 2003 to 20 Jul 2004)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (447)Employed By (19 Jun 2003 to 7 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

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