Lighthouse Advisory Services Limited

Date authorised
1 April 2013
Companies House
04086645
Last scraped
4 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Peter Reid

    IRN RPR00008

    • (486)CF21 Investment Adviser (1 Dec 2001 to 10 Dec 2002)
    • (487)CF7 Sole Trader (AR) (1 Dec 2001 to 10 Dec 2002)
  • Robert Provan

    IRN RXP00041

    • (943)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2005)
  • Robert Scott Fleming

    IRN RSF00007

    • (2311)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Oct 2023)
    • (2309)CF30 Customer (1 Nov 2007 to 13 Oct 2023)
    • (2310)CF21 Investment Adviser (19 Jun 2003 to 31 Oct 2007)
  • Robert Shiland

    IRN RXS00103

    • (964)CF21 Investment Adviser (1 Dec 2001 to 16 Aug 2004)
  • Robert Simon Frank Gurney

    IRN RSG01050

    • (2316)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Jan 2022)
    • (2314)CF30 Customer (1 Nov 2007 to 31 Jan 2022)
    • (2315)CF21 Investment Adviser (15 Sep 2006 to 31 Oct 2007)
  • Robert Smith

    IRN RCS00028

    • (2021)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Jun 2021)
    • (2019)CF30 Customer (7 Mar 2014 to 23 Jun 2021)
    • (2020)CF22 Investment Adviser (Trainee) (19 Jun 2003 to 7 Nov 2003)
  • Robert Taylor Hesford

    IRN RXH24729

    • (2731)[FCA CF] Client dealing (8 Nov 2022 to 27 Oct 2024)
    • (2732)[FCA CF] Functions requiring qualifications (8 Nov 2022 to 27 Oct 2024)
  • Robert Turnbull

    IRN RXT01350

    • (3309)CF30 Customer (1 Dec 2010 to 26 Dec 2013)
  • Robert Victor Mannia

    IRN RVM00001

    • (142)CF30 Customer (1 Nov 2007 to 31 Dec 2008)
    • (144)CF7 Sole Trader (AR) (21 Jan 2003 to 31 Jan 2007)
    • (143)CF21 Investment Adviser (1 Nov 2002 to 31 Oct 2007)
  • Robert Victor Patten

    IRN RVP01015

    • (2813)CF30 Customer (5 May 2011 to 31 Dec 2012)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (347)4. Giving personal recommendations on retail investment products which are not broker funds

  2. controlled function added: (346)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  3. controlled function added: (345)Appointed representative dealing with clients for which they require qualification

  4. controlled function added: (344)CF30 Customer

  5. controlled function added: (343)4. Giving personal recommendations on retail investment products which are not broker funds

  6. controlled function added: (342)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  7. controlled function added: (341)Appointed representative dealing with clients for which they require qualification

  8. controlled function added: (340)CF30 Customer

  9. controlled function added: (339)4. Giving personal recommendations on retail investment products which are not broker funds

  10. controlled function added: (338)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

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