Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Oct 2023)
- CF30 Customer (1 Nov 2007 to 13 Oct 2023)
- CF21 Investment Adviser (19 Jun 2003 to 31 Oct 2007)
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- (392)Employed By (19 Jun 2003 to 13 Oct 2023)
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- CF21 Investment Adviser (27 Mar 2002 to 7 Nov 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 Mar 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.