Robert Smith

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Jun 2021)
- CF30 Customer (7 Mar 2014 to 23 Jun 2021)
- CF22 Investment Adviser (Trainee) (19 Jun 2003 to 7 Nov 2003)
Lighthouse Financial Advice Limited (no longer approved here)
FRN 225502
- (377)Employed By (7 Mar 2014 to 23 Jun 2021)
Santander UK Plc (no longer approved here)
FRN 106054
- CF30 Customer (18 Mar 2008 to 29 Jul 2013)
Independent Insurance Information Ltd (no longer approved here)
FRN 158283
- Employed By (21 Sep 2006 to 10 Jan 2008)
Aviva Administration Limited (no longer approved here)
FRN 185746
- CF22 Investment Adviser (Trainee) (21 Sep 2006 to 25 Jul 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.