Lighthouse Advisory Services Limited

Date authorised
1 April 2013
Companies House
04086645
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas Michael Baker

    IRN NMB01068

    • (1444)CF30 Customer (1 Nov 2007 to 14 Oct 2011)
    • (1445)CF24 Pension Transfer Specialist (21 Feb 2007 to 31 Oct 2007)
  • Nicholas Paul Hodgetts

    IRN NPH00017

    • (3316)CF30 Customer (1 Nov 2007 to 30 Dec 2022)
    • (3318)CF1 Director (AR) (18 Sep 2002 to 30 Dec 2022)
    • (3317)CF21 Investment Adviser (18 Sep 2002 to 31 Oct 2007)
  • Nicholas Peter Godfrey

    IRN NXG24713

    • (3534)SMF24 Chief Operations (17 Feb 2020 to 17 May 2020)
  • Nicholas Quinn

    IRN NXQ00002

    • (3104)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 16 Jul 2021)
    • (3105)CF1 Director (AR) (28 Dec 2011 to 16 Jul 2021)
    • (3103)CF30 Customer (28 Dec 2011 to 16 Jul 2021)
  • Nicholas Robert McKnight

    IRN NRM00013

    • (1030)CF21 Investment Adviser (27 Sep 2004 to 21 Dec 2004)
    • (1031)CF7 Sole Trader (AR) (27 Sep 2004 to 21 Dec 2004)
  • Nicholas Ryan

    IRN NXR01143

    • (2997)CF30 Customer (23 Nov 2007 to 28 Apr 2011)
  • Nicholas Sacre-Hardy

    IRN NXS15530

    • (2746)SMF16 Compliance Oversight (13 Jan 2025 to 9 Mar 2026)
    • (2749)SMF4 Chief Risk (13 Jan 2025 to 9 Mar 2026)
    • (2750)[FCA CF] Significant management (15 Jun 2023 to 13 Jan 2025)
    • (2747)SMF7 Group Entity Senior Manager (23 Jan 2023 to 15 Jun 2023)
    • (2748)SMF5 Head of Internal Audit (2 Apr 2020 to 11 Jul 2022)
  • Nicholas Silverwood Johnson

    IRN NSJ00001

    • (1242)CF7 Sole Trader (AR) (23 May 2003 to 30 Jun 2004)
    • (1241)CF21 Investment Adviser (1 Nov 2002 to 30 Jun 2004)
  • Nicholas Swarbrick

    IRN NXS00042

    • (2351)Appointed representative dealing with clients for which they require qualification (9 Dec 2020 to 13 Oct 2023)
    • (2348)CF30 Customer (1 Nov 2007 to 13 Oct 2023)
    • (2350)CF21 Investment Adviser (10 Aug 2005 to 31 Oct 2007)
    • (2349)CF22 Investment Adviser (Trainee) (18 Apr 2005 to 10 Aug 2005)
  • Nick Joseph Barnett

    IRN NJB00005

    • (562)CF30 Customer (30 Sep 2011 to 31 Dec 2012)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (347)4. Giving personal recommendations on retail investment products which are not broker funds

  2. controlled function added: (346)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  3. controlled function added: (345)Appointed representative dealing with clients for which they require qualification

  4. controlled function added: (344)CF30 Customer

  5. controlled function added: (343)4. Giving personal recommendations on retail investment products which are not broker funds

  6. controlled function added: (342)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  7. controlled function added: (341)Appointed representative dealing with clients for which they require qualification

  8. controlled function added: (340)CF30 Customer

  9. controlled function added: (339)4. Giving personal recommendations on retail investment products which are not broker funds

  10. controlled function added: (338)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

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