Lighthouse Advisory Services Limited
Addresses
The contact details this firm has registered with the FCA.
Principal Place of Business
Senator House85 Queen Victoria StreetLondonEC4V 4ABUNITED KINGDOM- Phone
- +442075625800
Complaints Contact
Quilter Financial Planning Complaints DepartmentSunderlandSR43 4JRUNITED KINGDOM- Phone
- +448081415077
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
Equity Release Advice
For Customer, Home reversion plans
Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Mortgage Advice
For Customer, Regulated mortgage contract
Authorised to Operate
Equity Release Arranging
For Customer, Home reversion plans
Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Mortgage Arranging
For Customer, Regulated mortgage contract
Credit Brokering
Debt Advice
Equity Release Setup
For Customer, Home reversion plans
Mortgage Setup
For Customer, Regulated mortgage contract
Investment Setup
For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
- Philip Nigel Roberts
IRN PNR00013
- (3019)CF30 Customer (1 Nov 2007 to 31 Dec 2019)
- (3021)CF1 Director (AR) (21 Aug 2007 to 31 Dec 2019)
- (3020)CF21 Investment Adviser (21 Aug 2007 to 31 Oct 2007)
- Philip Perry
IRN PXP00041
- (1176)CF1 Director (AR) (23 Jan 2008 to 30 Aug 2019)
- (1172)CF30 Customer (1 Nov 2007 to 30 Aug 2019)
- (1175)CF7 Sole Trader (AR) (16 Oct 2004 to 31 Jan 2007)
- (1174)CF21 Investment Adviser (19 Aug 2002 to 31 Oct 2007)
- (1173)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 19 Aug 2002)
- Philip Peter George Appleton
IRN PPA00001
- (3416)CF30 Customer (1 Nov 2007 to 21 Nov 2016)
- (3418)CF1 Director (AR) (28 Jan 2003 to 21 Nov 2016)
- (3417)CF21 Investment Adviser (1 Nov 2002 to 31 Oct 2007)
- Philip Richard Game
IRN PRG01077
- (3409)CF1 Director (AR) (15 Sep 2006 to 31 Oct 2016)
- Philip Robert Chisnall
IRN PRC00013
- (2520)CF30 Customer (1 Nov 2007 to 16 Sep 2012)
- (2521)CF21 Investment Adviser (19 Jun 2003 to 31 Oct 2007)
- Philip Robson
IRN PJR00067
- (2147)CF22 Investment Adviser (Trainee) (19 Jun 2003 to 18 Oct 2003)
- Philip Roger Mason
IRN PRM00024
- (1598)CF1 Director (AR) (30 Jun 2008 to 17 Jun 2020)
- (1596)CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- (1597)CF21 Investment Adviser (30 Nov 2005 to 31 Oct 2007)
- Philip Ronald Dearing
IRN PRD01066
- (341)CF2 Non Executive Director (AR) (30 Nov 2009 to 11 Apr 2018)
- Philip Ross Whittaker
IRN PRW00015
- (2544)CF30 Customer (1 Apr 2011 to 31 Dec 2012)
- Philip Rudd
IRN PJR00050
- (2509)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Apr 2026)
- (2508)CF30 Customer (27 Aug 2009 to 30 Apr 2026)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
- Simon Turner Financial Consultants(no longer appointed)
FRN 211692 · Appointed 16 Feb 2005 · Until 29 Dec 2009
- Gold Star Financial Services(no longer appointed)
FRN 426043 · Appointed 7 Feb 2005 · Until 31 Dec 2005
- Philip Masters Independent Mortgage Advisor(no longer appointed)
FRN 424970 · Appointed 27 Jan 2005 · Until 1 Aug 2011
- Custodian Wealth Management Ltd(no longer appointed)
FRN 423638 · Appointed 17 Jan 2005 · Until 21 Dec 2006
- Lighthouse (Hurstpierpoint) Ltd(no longer appointed)
FRN 419868 · Appointed 7 Jan 2005 · Until 25 Jan 2021
- The Manor Partnership Company Ltd(no longer appointed)
FRN 419486 · Appointed 31 Dec 2004 · Until 31 Dec 2009
- Askey & Sutcliffe Associates Ltd(no longer appointed)
FRN 418801 · Appointed 23 Dec 2004 · Until 12 Apr 2022
Recent activity
Updates to this firm's record on the FCA register.
controlled function added: (357)CF1 Director (AR)
controlled function added: (356)SMF3 Executive Director
controlled function added: (355)Responsible for Insurance Distribution
controlled function added: (354)Responsibility for MCD Intermediation
controlled function added: (353)Appointed representative dealing with clients for which they require qualification
controlled function added: (352)CF30 Customer
controlled function added: (351)4. Giving personal recommendations on retail investment products which are not broker funds
controlled function added: (350)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
controlled function added: (349)Appointed representative dealing with clients for which they require qualification
controlled function added: (348)CF30 Customer