Philip Ross Whittaker

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (13 Oct 2015 to 8 Dec 2019)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Apr 2011 to 31 Dec 2012)
  • Independent Financial Services (UK) Ltd (no longer approved here)

    FRN 206445

    • (60)Employed By (28 Jul 2006 to 31 Dec 2012)
  • Ashwood Law Professional Link (JVC1) Limited (no longer approved here)

    FRN 223794

    • Employed By (14 Nov 2005 to 3 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.