Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 14 Feb 2020)
    • [FCA CF] Client dealing (since 14 Feb 2020)
  • Pluto Wealth Limited (no longer approved here)

    FRN 582336

    • CF30 Customer (3 Aug 2012 to 5 Mar 2013)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Nov 2007 to 16 Sep 2012)
    • CF21 Investment Adviser (19 Jun 2003 to 31 Oct 2007)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (376)Employed By (19 Jun 2003 to 16 Sep 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.