Pluto Wealth Limited

Date authorised
1 April 2013
Companies House
07936630
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    12 Park Hall Road
    Reigate
    Surrey
    RH2 9LH
    UNITED KINGDOM
    Phone
    +447973301363
    Web
    https://www.plutowealth.co.uk

  • Complaints Contact

    12 Park Hall Road
    Reigate
    Surrey
    RH2 9LH
    UNITED KINGDOM
    Phone
    +4407973301363

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Jonathan Mendoza

    IRN MJM00077

    • 17. Administrative functions in relation to managing investments
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • [FCA CF] Significant management (since 2 Mar 2021)
    • [FCA CF] Functions requiring qualifications (since 2 Mar 2021)
    • [FCA CF] CASS oversight function (since 2 Mar 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (since 16 May 2013)
    • CF1 Director (AR) (9 Aug 2012 to 1 Dec 2020)
    • CF30 Customer (3 Aug 2012 to 31 Dec 2012)
    • CF1 Director (3 Aug 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Aug 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Aug 2012 to 8 Dec 2019)
    • Responsible for Insurance Mediation (3 Aug 2012 to 30 Sep 2018)
  • Matthew Simon Evans

    IRN MSE01024

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (AR) (9 Aug 2012 to 26 Nov 2020)
    • CF1 Director (3 Aug 2012 to 8 Dec 2019)
  • Paul James Annys

    IRN PJA01143

    • CF30 Customer (7 Mar 2013 to 13 May 2013)
  • Philip Robert Chisnall

    IRN PRC00013

    • CF30 Customer (3 Aug 2012 to 5 Mar 2013)
  • Simon Peter Astill

    IRN SPA01066

    • CF1 Director (AR) (7 Aug 2012 to 1 Dec 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Hidra Wealth Ltd (no longer appointed)

    FRN 585910 · Appointed 6 Aug 2012 · Until 1 Dec 2020

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.