Lighthouse Advisory Services Limited

Date authorised
1 April 2013
Companies House
04086645
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nathan James Corcoran

    IRN NJC00080

    • (2365)CF30 Customer (1 Nov 2007 to 31 Jul 2008)
    • (2366)CF21 Investment Adviser (10 Apr 2007 to 31 Oct 2007)
  • Neeraj Kumar

    IRN NXK00100

    • (2666)Appointed representative dealing with clients for which they require qualification (29 Dec 2020 to 30 Dec 2020)
  • Neeta Avnash Kaur Atkar

    IRN NAA01031

    • (365)SMF10 Chair of the Risk Committee (since 1 Sep 2023)
    • (3554)SMF7 Group Entity Senior Manager (21 Nov 2024 to 30 Sep 2025)
  • Neil Anthony Emsley

    IRN NAE01022

    • (376)CF30 Customer (1 Nov 2007 to 31 Jan 2008)
    • (377)CF21 Investment Adviser (17 Jun 2004 to 31 Oct 2007)
  • Neil Anthony Grey

    IRN NAH01087

    • (1727)CF30 Customer (23 Oct 2014 to 10 Dec 2019)
  • Neil Armitage

    IRN NXA01264

    • (184)CF30 Customer (2 Mar 2010 to 25 Jun 2010)
  • Neil Campbell Macintosh

    IRN NXM01387

    • (889)CF30 Customer (26 Apr 2013 to 14 Nov 2014)
  • Neil Clappison

    IRN NXC00012

    • (2591)Appointed representative dealing with clients for which they require qualification (14 Sep 2021 to 31 Jan 2023)
    • (2589)CF30 Customer (1 Nov 2007 to 31 Jan 2023)
    • (2590)CF21 Investment Adviser (15 Nov 2005 to 31 Oct 2007)
  • Neil David Stevens

    IRN NDS01024

    • (1933)CF30 Customer (1 Nov 2007 to 14 Feb 2008)
    • (1934)CF21 Investment Adviser (3 Jan 2007 to 31 Oct 2007)
    • (1935)CF1 Director (AR) (3 Jan 2007 to 8 Jan 2010)
  • Neil Dennis Hollingshead

    IRN NDH01044

    • (3548)CF4 Partner (AR) (30 Dec 2011 to 2 Mar 2021)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (357)CF1 Director (AR)

  2. controlled function added: (356)SMF3 Executive Director

  3. controlled function added: (355)Responsible for Insurance Distribution

  4. controlled function added: (354)Responsibility for MCD Intermediation

  5. controlled function added: (353)Appointed representative dealing with clients for which they require qualification

  6. controlled function added: (352)CF30 Customer

  7. controlled function added: (351)4. Giving personal recommendations on retail investment products which are not broker funds

  8. controlled function added: (350)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  9. controlled function added: (349)Appointed representative dealing with clients for which they require qualification

  10. controlled function added: (348)CF30 Customer

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