Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (14 Sep 2021 to 31 Jan 2023)
    • CF30 Customer (1 Nov 2007 to 31 Jan 2023)
    • CF21 Investment Adviser (15 Nov 2005 to 31 Oct 2007)
  • Hanley Economic Building Society (no longer approved here)

    FRN 206024

    • [FCA CF] Functions requiring qualifications (31 Mar 2016 to 10 Feb 2023)
  • Hanley Financial Services Limited (no longer approved here)

    FRN 211538

    • (13)Employed By (15 Nov 2005 to 31 Jan 2023)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 18 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

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