Lighthouse Advisory Services Limited
Addresses
The contact details this firm has registered with the FCA.
Principal Place of Business
Senator House85 Queen Victoria StreetLondonEC4V 4ABUNITED KINGDOM- Phone
- +442075625800
Complaints Contact
Quilter Financial Planning Complaints DepartmentSunderlandSR43 4JRUNITED KINGDOM- Phone
- +448081415077
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
Equity Release Advice
For Customer, Home reversion plans
Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Mortgage Advice
For Customer, Regulated mortgage contract
Authorised to Operate
Equity Release Arranging
For Customer, Home reversion plans
Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Mortgage Arranging
For Customer, Regulated mortgage contract
Credit Brokering
Debt Advice
Equity Release Setup
For Customer, Home reversion plans
Mortgage Setup
For Customer, Regulated mortgage contract
Investment Setup
For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
- Peter David Noble
IRN PDN00012
- (16)CF30 Customer (1 Nov 2007 to 20 Jul 2012)
- (17)CF21 Investment Adviser (19 Jun 2003 to 31 Oct 2007)
- Peter Dennis Silvester
IRN PXS00020
- (696)CF21 Investment Adviser (19 Jun 2003 to 31 Aug 2006)
- Peter Douglas Kendall
IRN PDK00007
- (1389)CF21 Investment Adviser (22 Jul 2004 to 11 May 2005)
- (1388)CF22 Investment Adviser (Trainee) (19 Jun 2003 to 22 Jul 2004)
- Peter Dracup
IRN PXD00021
- (978)CF21 Investment Adviser (1 Oct 2002 to 17 Aug 2007)
- (979)CF7 Sole Trader (AR) (1 Oct 2002 to 31 Jan 2007)
- Peter Duffy
IRN PXD00042
- (2878)CF30 Customer (1 Apr 2011 to 9 Apr 2013)
- (2879)CF1 Director (AR) (1 Apr 2011 to 9 Apr 2013)
- Peter Edward Sumner
IRN PES00008
- (2220)CF30 Customer (1 Apr 2014 to 12 Aug 2020)
- Peter Etheridge
IRN PEE01005
- (3445)CF30 Customer (10 Sep 2008 to 1 Nov 2009)
- Peter Francis Ordish
IRN PFO00001
- (122)CF30 Customer (1 Nov 2007 to 31 Dec 2008)
- (124)CF7 Sole Trader (AR) (7 Feb 2003 to 31 Jan 2007)
- (123)CF21 Investment Adviser (1 Nov 2002 to 31 Oct 2007)
- Peter Gerard Browne
IRN PGB00031
- (599)CF30 Customer (5 Apr 2012 to 19 Jul 2012)
- Peter Gordon Berry
IRN PGB00030
- (2402)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 25 Jul 2024)
- (2401)CF30 Customer (10 Dec 2013 to 25 Jul 2024)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
- Mackenzie Wealth Management LLP(no longer appointed)
FRN 440731 · Appointed 28 Dec 2011 · Until 2 Aug 2019
- AML Associates Financial Services Ltd(no longer appointed)
FRN 220915 · Appointed 28 Dec 2011 · Until 26 Jul 2013
- Trafalgar Mortgages & Financial Services(no longer appointed)
FRN 446398 · Appointed 21 Dec 2011 · Until 31 Mar 2023
- Rodney Neil Financial Services (Blairgowrie) Limited(no longer appointed)
FRN 463440 · Appointed 28 Nov 2011 · Until 30 Jun 2021
- GSLP Financial Management Ltd(no longer appointed)
FRN 219998 · Appointed 24 Nov 2011 · Until 30 Jun 2017
- Quro Financial Solutions Limited(no longer appointed)
FRN 567655 · Appointed 31 Oct 2011 · Until 5 Dec 2014
- Menai Financial Solutions Limited(no longer appointed)
FRN 461176 · Appointed 20 Oct 2011 · Until 6 Nov 2020
Recent activity
Updates to this firm's record on the FCA register.
controlled function added: (127)4. Giving personal recommendations on retail investment products which are not broker funds
controlled function added: (126)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
controlled function added: (125)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
controlled function added: (124)SMF5 Head of Internal Audit
controlled function added: (123)[FCA CF] Significant management
controlled function added: (122)Appointed representative dealing with clients for which they require qualification
controlled function added: (121)CF30 Customer
controlled function added: (120)4. Giving personal recommendations on retail investment products which are not broker funds
controlled function added: (119)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
controlled function added: (118)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose