Peter Edward Sumner

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 18 Mar 2026)
    • [FCA CF] Client dealing (since 18 Mar 2026)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (20 Aug 2020 to 23 Mar 2026)
    • CF30 Customer (21 Jul 2020 to 23 Mar 2026)
  • Peter Sumner (no longer approved here)

    FRN 495740

    • (1)Employed By (21 Jul 2020 to 23 Mar 2026)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Apr 2014 to 12 Aug 2020)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (343)Employed By (1 Apr 2014 to 23 Mar 2026)
  • Johnson Gibbs (no longer approved here)

    FRN 176487

    • CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

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