Johnson Gibbs

• Principal Place of Business

  Beauchamp House

  6 Bowling Green Street

  Warwick

  Warwickshire

  CV34 4DD

  UNITED KINGDOM

  Phone

  +4401926494457

  Web

  https://www.johnsongibbs.co.uk

• Complaints Contact

  Beauchamp House

  6 Bowling Green Street

  Warwick

  Warwickshire

  CV34 4DD

  UNITED KINGDOM

  Phone

  +4401926494457

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan John Francis

  IRN AJF01142

  • CF30 Customer (1 Nov 2007 to 3 Jul 2012)
  • CF21 Investment Adviser (8 Jul 2003 to 31 Oct 2007)
• Andrew Lee Fogg

  IRN ALF00002

  • CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2002)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 29 Oct 2002)
• Clare Vivien Michelle Strain

  IRN CVS00002

  • CF22 Investment Adviser (Trainee) (17 Feb 2004 to 13 Dec 2004)
• Crispin Robert Palmer

  IRN CRP00001

  • CF21 Investment Adviser (17 Feb 2005 to 11 Apr 2006)
• David John Hunt

  IRN DJH01398

  • CF30 Customer (25 May 2010 to 11 Nov 2011)
• George Dobie Duffus

  IRN GDD00008

  • CF30 Customer (1 Nov 2007 to 1 Jun 2013)
  • CF21 Investment Adviser (25 Jul 2003 to 31 Oct 2007)
• Glenn Richard Mumford

  IRN GRM01090

  • CF21 Investment Adviser (15 Sep 2003 to 20 Dec 2003)
• Janek (John) Josef Drwiega

  IRN JJD00005

  • CF21 Investment Adviser (1 Dec 2001 to 25 Sep 2007)
• Jeremy Matthew Findlay

  IRN JMF00031

  • CF30 Customer (1 Oct 2009 to 30 Apr 2010)
• Jerome Johnson Gibbs

  IRN JXJ00008

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 9A. Advising on P2P agreements
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
  • CF4 Partner (1 Dec 2001 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

No changes recorded yet.