Johnson Gibbs

• Principal Place of Business

  Beauchamp House

  6 Bowling Green Street

  Warwick

  Warwickshire

  CV34 4DD

  UNITED KINGDOM

  Phone

  +4401926494457

  Web

  https://www.johnsongibbs.co.uk

• Complaints Contact

  Beauchamp House

  6 Bowling Green Street

  Warwick

  Warwickshire

  CV34 4DD

  UNITED KINGDOM

  Phone

  +4401926494457

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Alan Porterfield Jenkins

  IRN JAJ00017

  • CF21 Investment Adviser (25 Mar 2003 to 1 Aug 2003)
• Jonathan David Stephenson

  IRN JXS00150

  • CF30 Customer (1 Nov 2007 to 3 Jul 2012)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Leslie John Hodges

  IRN LJH00015

  • CF30 Customer (6 May 2009 to 6 May 2009)
• Martin Edward Clarke

  IRN MEC00006

  • CF21 Investment Adviser (1 Dec 2001 to 19 Oct 2005)
• Nicholas Charles Dessemond Edwards

  IRN NCE00003

  • CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2002)
• Peter Edward Sumner

  IRN PES00008

  • CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2002)
• Peter Johnson Gibbs

  IRN PXJ00013

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF30 Customer (1 Nov 2007 to 29 Jan 2013)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF4 Partner (1 Dec 2001 to 8 Dec 2019)
• Raymond Maurice Cummings

  IRN RMC00008

  • CF30 Customer (1 Nov 2007 to 15 Jan 2013)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Richard Alan Hemingway

  IRN RAH00084

  • CF30 Customer (9 Jan 2013 to 8 Dec 2019)
  • CF21 Investment Adviser (16 Feb 2006 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (16 Feb 2006 to 31 Oct 2007)
• Richard Maxwell Bootheway Kenyon

  IRN RMK00002

  • CF30 Customer (1 Nov 2007 to 11 Sep 2010)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

No changes recorded yet.