Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Best Practice IFA Group Limited
FRN 223112
- 9A. Advising on P2P agreements
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 19 Aug 2024)
- CF30 Customer (since 19 Aug 2024)
- [FCA CF] Client dealing (since 19 Aug 2024)
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Chartered Independent Ltd
FRN 622580
- Employed By (since 19 Aug 2024)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Jun 2024)
- CF30 Customer (3 Jun 2016 to 8 Dec 2019)
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- CF30 Customer (6 Oct 2011 to 30 Dec 2011)
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- CF30 Customer (25 May 2010 to 11 Nov 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.