Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 13 Nov 2025)
    • CF30 Customer (since 13 Nov 2025)
    • (29)Employed By (since 13 Nov 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Dec 2025)
    • CF30 Customer (21 Jul 2015 to 4 Dec 2025)
  • Sterling Partnership Limited (no longer approved here)

    FRN 213084

    • Employed By (21 Jul 2015 to 30 Dec 2021)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (4 Nov 2009 to 31 Dec 2012)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (10 Sep 2008 to 1 Nov 2009)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (689)Employed By (10 Sep 2008 to 1 Nov 2009)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Finli (IPWM) Limited

  2. controlled function added: (29)Employed By at Finli (IPWM) Limited