Lighthouse Advisory Services Limited
Addresses
The contact details this firm has registered with the FCA.
Principal Place of Business
Senator House85 Queen Victoria StreetLondonEC4V 4ABUNITED KINGDOM- Phone
- +442075625800
Complaints Contact
Quilter Financial Planning Complaints DepartmentSunderlandSR43 4JRUNITED KINGDOM- Phone
- +448081415077
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
Equity Release Advice
For Customer, Home reversion plans
Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Mortgage Advice
For Customer, Regulated mortgage contract
Authorised to Operate
Equity Release Arranging
For Customer, Home reversion plans
Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Mortgage Arranging
For Customer, Regulated mortgage contract
Credit Brokering
Debt Advice
Equity Release Setup
For Customer, Home reversion plans
Mortgage Setup
For Customer, Regulated mortgage contract
Investment Setup
For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
- Michelle Silver
IRN MXS00029
- (3293)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 May 2023)
- (3290)CF30 Customer (1 Nov 2007 to 18 May 2023)
- (3292)CF4 Partner (AR) (7 Sep 2004 to 12 Oct 2021)
- (3291)CF21 Investment Adviser (6 Aug 2002 to 31 Oct 2007)
- (3294)CF1 Director (AR) (6 Aug 2002 to 7 Sep 2004)
- Mick Hutton
IRN MPH00019
- (334)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- (335)4. Giving personal recommendations on retail investment products which are not broker funds
- (337)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- (336)CF30 Customer (since 2 Sep 2015)
- Mickael Marsali
IRN MXM01803
- (262)CF30 Customer (1 Nov 2007 to 18 Jul 2008)
- (264)CF21 Investment Adviser (18 Aug 2006 to 31 Oct 2007)
- (263)CF22 Investment Adviser (Trainee) (1 Nov 2005 to 18 Aug 2006)
- Mike Robertson
IRN MHR00006
- (2145)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Oct 2022)
- (2143)CF30 Customer (1 Nov 2007 to 28 Oct 2022)
- (2146)CF1 Director (AR) (28 Jan 2003 to 28 Oct 2022)
- (2144)CF21 Investment Adviser (1 Nov 2002 to 31 Oct 2007)
- Miriam Madden
IRN MXM02610
- (3577)CF1 Director (AR) (9 Sep 2010 to 21 Nov 2016)
- Mitchell Dean
IRN MXD02066
- (3523)CF1 Director (AR) (3 Feb 2022 to 30 Jun 2024)
- (3522)SMF2 Chief Finance (15 May 2020 to 13 Sep 2023)
- (3521)SMF3 Executive Director (15 May 2020 to 30 Jun 2024)
- Modesto Sabado Manzano
IRN MXM00157
- (337)CF7 Sole Trader (AR) (17 Apr 2003 to 31 Oct 2003)
- (336)CF21 Investment Adviser (17 Apr 2003 to 31 Oct 2003)
- Mohammed Ilyas Habib
IRN MIH01026
- (1211)CF30 Customer (1 Nov 2007 to 30 Dec 2016)
- (1212)CF21 Investment Adviser (19 Nov 2004 to 31 Oct 2007)
- Mohammed Kutub Uddin
IRN MKU01003
- (1729)[FCA CF] Manager of certification employee (29 Nov 2021 to 22 Mar 2022)
- Mohammed Nazir
IRN MXN00044
- (2322)[FCA CF] Functions requiring qualifications (10 Dec 2019 to 26 Oct 2021)
- (2321)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Dec 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
- William Barr Financial Services(no longer appointed)
FRN 223359 · Appointed 6 Mar 2003 · Until 18 Aug 2008
- Key Financial Consultants IFA Ltd(no longer appointed)
FRN 223330 · Appointed 5 Mar 2003 · Until 31 Dec 2005
- Michael Jones Financial Services Ltd(no longer appointed)
FRN 223329 · Appointed 5 Mar 2003 · Until 18 Feb 2022
- Chantal Financial Services(no longer appointed)
FRN 223122 · Appointed 26 Feb 2003 · Until 31 Dec 2008
- Charlecote Financial Services(no longer appointed)
FRN 223088 · Appointed 25 Feb 2003 · Until 9 Jan 2017
- John Austin Financial Services(no longer appointed)
FRN 222994 · Appointed 20 Feb 2003 · Until 31 Dec 2009
Recent activity
Updates to this firm's record on the FCA register.
controlled function added: (167)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
controlled function added: (166)Appointed representative dealing with clients for which they require qualification
controlled function added: (165)CF30 Customer
controlled function added: (164)4. Giving personal recommendations on retail investment products which are not broker funds
controlled function added: (163)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
controlled function added: (162)7. Giving personal recommendations on long-term care insurance contracts
controlled function added: (161)Appointed representative dealing with clients for which they require qualification
controlled function added: (160)CF30 Customer
controlled function added: (159)4. Giving personal recommendations on retail investment products which are not broker funds
controlled function added: (158)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)