Lighthouse Advisory Services Limited

Date authorised
1 April 2013
Companies House
04086645
Last scraped
1 week ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen John Newing

    IRN SJN00039

    • (2376)CF30 Customer (7 Mar 2013 to 26 Dec 2013)
  • Stephen John Robinson

    IRN SJR00060

    • (2429)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Dec 2020)
    • (2427)CF30 Customer (1 Sep 2009 to 31 Dec 2020)
    • (2428)CF21 Investment Adviser (3 Apr 2007 to 1 May 2007)
  • Stephen John Wilkinson

    IRN SJW00019

    • (1872)CF30 Customer (28 Jun 2010 to 11 Feb 2012)
  • Stephen Jupp

    IRN SXJ00046

    • (3144)CF30 Customer (1 Nov 2007 to 25 Dec 2009)
    • (3147)CF1 Director (AR) (5 Apr 2006 to 22 Jul 2008)
    • (3146)CF7 Sole Trader (AR) (22 Jun 2004 to 31 Jan 2007)
    • (3145)CF21 Investment Adviser (4 May 2004 to 31 Oct 2007)
  • Stephen Leslie Gorrod

    IRN SLG00004

    • (1180)CF30 Customer (6 Apr 2010 to 30 Dec 2010)
  • Stephen Marc Taylor

    IRN SMT01134

    • (604)CF30 Customer (2 Jan 2013 to 2 Oct 2017)
  • Stephen Mark Goodwin

    IRN SMG00022

    • (885)CF21 Investment Adviser (7 Apr 2004 to 29 Sep 2004)
  • Stephen Neale Walker

    IRN SNW01043

    • (3013)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Dec 2020)
    • (3012)CF30 Customer (13 Jan 2017 to 31 Dec 2020)
  • Stephen Nicholas Cross

    IRN SNC00001

    • (2277)CF30 Customer (1 Apr 2011 to 31 Dec 2012)
  • Stephen Oldfield

    IRN SXO00018

    • (2449)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Mar 2021)
    • (2448)CF30 Customer (5 Sep 2019 to 16 Mar 2021)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (187)4. Giving personal recommendations on retail investment products which are not broker funds

  2. controlled function added: (186)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  3. controlled function added: (185)SMF4 Chief Risk

  4. controlled function added: (184)SMF16 Compliance Oversight

  5. controlled function added: (183)Appointed representative dealing with clients for which they require qualification

  6. controlled function added: (182)CF30 Customer

  7. controlled function added: (181)4. Giving personal recommendations on retail investment products which are not broker funds

  8. controlled function added: (180)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  9. controlled function added: (179)7. Giving personal recommendations on long-term care insurance contracts

  10. controlled function added: (178)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose

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