Stephen Mark Goodwin

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Reece Norton and Company (U555) (no longer approved here)
FRN 182257
- (1)Employed By (17 May 2006 to 5 Jun 2006)
Andrew Mason & Company (no longer approved here)
FRN 161202
- Employed By (4 Mar 2005 to 11 May 2005)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF21 Investment Adviser (7 Apr 2004 to 29 Sep 2004)
Lighthouse Financial Advice Limited (no longer approved here)
FRN 225502
- (285)Employed By (7 Apr 2004 to 29 Sep 2004)
Wesleyan Assurance Society (no longer approved here)
FRN 110873
- CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2003)
Wesleyan Unit Trust Managers Limited (no longer approved here)
FRN 175798
- CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.