Lighthouse Advisory Services Limited

Date authorised
1 April 2013
Companies House
04086645
Last scraped
1 week ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Trevor John Hulett

    IRN TJH00021

    • (286)CF21 Investment Adviser (1 Nov 2002 to 22 May 2003)
  • Trevor Keeble

    IRN TXK00020

    • (3585)CF21 Investment Adviser (1 Nov 2002 to 9 Dec 2002)
  • Trevor Menezes

    IRN TJM00046

    • (2140)CF21 Investment Adviser (22 Dec 2003 to 31 Dec 2005)
  • Trevor Norris Morgan

    IRN TNM00001

    • (75)CF21 Investment Adviser (1 Nov 2002 to 22 Nov 2003)
  • Trevor Richardson

    IRN TXR01091

    • (2887)CF30 Customer (1 Nov 2007 to 25 Oct 2010)
    • (2888)CF21 Investment Adviser (26 Jan 2006 to 31 Oct 2007)
  • Trevor Shaw

    IRN TXS00020

    • (407)CF21 Investment Adviser (3 Apr 2007 to 11 Apr 2007)
  • Valerie Elizabeth Gaze

    IRN VEG00001

    • (1357)CF21 Investment Adviser (4 Jun 2004 to 1 Jan 2005)
    • (1359)CF1 Director (AR) (17 Jun 2003 to 1 Jan 2005)
    • (1358)CF10 Compliance Oversight (1 Dec 2001 to 1 Jan 2005)
    • (1360)CF1 Director (1 Dec 2001 to 1 Jan 2005)
  • Valerie Findlay

    IRN VXF22169

    • (2743)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Dec 2021)
    • (2742)CF30 Customer (22 Oct 2019 to 1 Dec 2021)
  • Vanessa Sargent

    IRN VAS00007

    • (4)11. Pension transfer specialist
    • (6)[FCA CF] Functions requiring qualifications (since 17 Feb 2025)
    • (5)[FCA CF] Client dealing (since 17 Feb 2025)
    • (2257)[FCA CF] Client dealing (1 Sep 2020 to 9 Jan 2024)
    • (2258)[FCA CF] Functions requiring qualifications (1 Sep 2020 to 9 Jan 2024)
    • (2255)CF30 Customer (1 Nov 2007 to 31 Mar 2014)
    • (2256)CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • Vernon John Simmons

    IRN VJS01016

    • (595)CF30 Customer (12 May 2014 to 31 Jan 2017)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (367)SMF1 Chief Executive

  2. controlled function added: (366)SMF2 Chief Finance

  3. controlled function added: (365)SMF10 Chair of the Risk Committee

  4. controlled function added: (364)SMF9 Chair of the Governing Body

  5. controlled function added: (363)Appointed representative dealing with clients for which they require qualification

  6. controlled function added: (362)CF30 Customer

  7. controlled function added: (361)4. Giving personal recommendations on retail investment products which are not broker funds

  8. controlled function added: (360)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  9. controlled function added: (359)7. Giving personal recommendations on long-term care insurance contracts

  10. controlled function added: (358)SMF18 Other Overall Responsibility

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