Lighthouse Advisory Services Limited

Date authorised
1 April 2013
Companies House
04086645
Last scraped
2 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Philip Nigel Roberts

    IRN PNR00013

    • (3019)CF30 Customer (1 Nov 2007 to 31 Dec 2019)
    • (3021)CF1 Director (AR) (21 Aug 2007 to 31 Dec 2019)
    • (3020)CF21 Investment Adviser (21 Aug 2007 to 31 Oct 2007)
  • Philip Perry

    IRN PXP00041

    • (1176)CF1 Director (AR) (23 Jan 2008 to 30 Aug 2019)
    • (1172)CF30 Customer (1 Nov 2007 to 30 Aug 2019)
    • (1175)CF7 Sole Trader (AR) (16 Oct 2004 to 31 Jan 2007)
    • (1174)CF21 Investment Adviser (19 Aug 2002 to 31 Oct 2007)
    • (1173)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 19 Aug 2002)
  • Philip Peter George Appleton

    IRN PPA00001

    • (3416)CF30 Customer (1 Nov 2007 to 21 Nov 2016)
    • (3418)CF1 Director (AR) (28 Jan 2003 to 21 Nov 2016)
    • (3417)CF21 Investment Adviser (1 Nov 2002 to 31 Oct 2007)
  • Philip Richard Game

    IRN PRG01077

    • (3409)CF1 Director (AR) (15 Sep 2006 to 31 Oct 2016)
  • Philip Robert Chisnall

    IRN PRC00013

    • (2520)CF30 Customer (1 Nov 2007 to 16 Sep 2012)
    • (2521)CF21 Investment Adviser (19 Jun 2003 to 31 Oct 2007)
  • Philip Robson

    IRN PJR00067

    • (2147)CF22 Investment Adviser (Trainee) (19 Jun 2003 to 18 Oct 2003)
  • Philip Roger Mason

    IRN PRM00024

    • (1598)CF1 Director (AR) (30 Jun 2008 to 17 Jun 2020)
    • (1596)CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • (1597)CF21 Investment Adviser (30 Nov 2005 to 31 Oct 2007)
  • Philip Ronald Dearing

    IRN PRD01066

    • (341)CF2 Non Executive Director (AR) (30 Nov 2009 to 11 Apr 2018)
  • Philip Ross Whittaker

    IRN PRW00015

    • (2544)CF30 Customer (1 Apr 2011 to 31 Dec 2012)
  • Philip Rudd

    IRN PJR00050

    • (2509)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Apr 2026)
    • (2508)CF30 Customer (27 Aug 2009 to 30 Apr 2026)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (367)SMF1 Chief Executive

  2. controlled function added: (366)SMF2 Chief Finance

  3. controlled function added: (365)SMF10 Chair of the Risk Committee

  4. controlled function added: (364)SMF9 Chair of the Governing Body

  5. controlled function added: (363)Appointed representative dealing with clients for which they require qualification

  6. controlled function added: (362)CF30 Customer

  7. controlled function added: (361)4. Giving personal recommendations on retail investment products which are not broker funds

  8. controlled function added: (360)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  9. controlled function added: (359)7. Giving personal recommendations on long-term care insurance contracts

  10. controlled function added: (358)SMF18 Other Overall Responsibility

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