Lighthouse Advisory Services Limited

FRN: 195199
Date authorised: 1 April 2013
Companies House: 04086645
Last scraped: 2 days ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Senator House

85 Queen Victoria Street

London

EC4V 4AB

UNITED KINGDOM

Phone

+442075625800

Web

https://www.quilter.com
Complaints Contact

Quilter Financial Planning Complaints Department

Sunderland

SR43 4JR

UNITED KINGDOM

Phone

+448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Pension Transfer Advice

For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Equity Release Advice

For Customer, Home reversion plans
Investment Advice (no pensions)

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Equity Release Arranging

For Customer, Home reversion plans
Arranges Investments

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Arranging

For Customer, Regulated mortgage contract
Credit Brokering
Debt Advice
Show 2 limitations Hide limitations
- · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
- · This permission is limited to debt counselling with no debt management activity
Equity Release Setup

For Customer, Home reversion plans
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Leonardus Adriaan Deist
IRN LXD24624
- (2733)SMF24 Chief Operations (20 Apr 2020 to 30 Sep 2022)
Lesley Vitty
IRN LXV00013
- (77)[FCA CF] Manager of certification employee (since 17 Jan 2024)
- (2718)[FCA CF] Manager of certification employee (1 Sep 2020 to 7 Jul 2022)
Leslie Albert Willis
IRN LAW00006
- (699)CF30 Customer (1 Nov 2007 to 28 Dec 2012)
- (700)CF21 Investment Adviser (19 Jun 2003 to 31 Oct 2007)
Leslie Alexander McGuffog
IRN LXM01286
- (1417)CF30 Customer (1 Dec 2010 to 31 Dec 2012)
Leslie Jackson
IRN LTJ00002
- (1797)[FCA CF] Functions requiring qualifications (1 Sep 2020 to 25 Feb 2021)
- (1796)[FCA CF] Client dealing (1 Sep 2020 to 25 Feb 2021)
Leslie John Dennis
IRN LJD00003
- (2617)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Mar 2024)
- (2616)CF30 Customer (2 Feb 2012 to 13 Mar 2024)
Leslie Scott Woodcock
IRN LSW00003
- (1107)CF30 Customer (1 Nov 2007 to 30 Dec 2010)
- (1108)CF21 Investment Adviser (19 Jun 2003 to 31 Oct 2007)
Leslie Winston Johnston
IRN LWJ00001
- (690)CF4 Partner (AR) (25 Jun 2002 to 12 Dec 2002)
Lewis Harvey
IRN LXH00486
- (3558)[FCA CF] Significant management (21 Aug 2023 to 20 Sep 2024)
Lewis Ralph Farrar
IRN LRF00003
- (1494)CF21 Investment Adviser (1 Nov 2002 to 17 Nov 2005)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

AC Financial Services (172) (no longer appointed)
FRN 200686 · Appointed 31 Mar 2001 · Until 31 Dec 2005
Harrier Financial Services A G C Ltd (no longer appointed)
FRN 200680 · Appointed 31 Mar 2001 · Until 11 Feb 2022
Able Financial Management (no longer appointed)
FRN 200714 · Appointed 31 Mar 2001 · Until 31 Dec 2005
Abbey Financial Services (no longer appointed)
FRN 200729 · Appointed 31 Mar 2001 · Until 17 Nov 2004
Abacus Asset Management (no longer appointed)
FRN 200669 · Appointed 31 Mar 2001 · Until 18 Dec 2006
Harris Knights & Co (no longer appointed)
FRN 200687 · Appointed 31 Mar 2001 · Until 1 Jul 2005
Henry Davison Associates (no longer appointed)
FRN 200703 · Appointed 31 Mar 2001 · Until 31 Dec 2005
Willsworthy Alexander Financial Services (no longer appointed)
FRN 200700 · Appointed 31 Mar 2001 · Until 31 Dec 2005
Howell Cooke Financial Services (no longer appointed)
FRN 200736 · Appointed 31 Mar 2001 · Until 31 Dec 2005
Colin Smith & Company (no longer appointed)
FRN 200636 · Appointed 31 Mar 2001 · Until 31 Dec 2010

Recent activity

Updates to this firm's record on the FCA register.

2 days ago
controlled function added: (237)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
2 days ago
controlled function added: (236)7. Giving personal recommendations on long-term care insurance contracts
2 days ago
controlled function added: (235)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
2 days ago
controlled function added: (234)21. Advising or arranging (bringing about) equity release transactions
2 days ago
controlled function added: (233)Appointed representative dealing with clients for which they require qualification
2 days ago
controlled function added: (232)CF30 Customer
2 days ago
controlled function added: (231)4. Giving personal recommendations on retail investment products which are not broker funds
2 days ago
controlled function added: (230)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
2 days ago
controlled function added: (229)7. Giving personal recommendations on long-term care insurance contracts
2 days ago
controlled function added: (228)Appointed representative dealing with clients for which they require qualification

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.