Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Senator House85 Queen Victoria StreetLondonEC4V 4ABUNITED KINGDOM- Phone
- +442075625800
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Complaints Contact
Quilter Financial Planning Complaints DepartmentSunderlandSR43 4JRUNITED KINGDOM- Phone
- +448081415077
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 2 limitations Hide limitations
- · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
- · This permission is limited to debt counselling with no debt management activity
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Matthew Craig Appleby
IRN MCA01062
- (1719)CF30 Customer (1 Dec 2010 to 8 Jun 2011)
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Matthew Eccleston
IRN MXE01405
- (53)CF30 Customer (29 Sep 2010 to 10 May 2011)
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Matthew Edward Collins
IRN MEC01095
- (2842)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 17 Jan 2024)
- (2841)CF30 Customer (7 Mar 2013 to 17 Jan 2024)
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Matthew Fraser Butler Brydon
IRN MFB00004
- (1447)CF30 Customer (28 Dec 2011 to 30 Jun 2016)
- (1448)CF1 Director (AR) (28 Dec 2011 to 30 Jun 2016)
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Matthew Frazer Goldsmith
IRN MFG00003
- (1183)CF1 Director (AR) (29 Aug 2003 to 13 Nov 2003)
- (1182)CF21 Investment Adviser (29 Aug 2003 to 13 Nov 2003)
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Matthew Hodey
IRN MXH03255
- (2624)[FCA CF] Material risk taker (13 Mar 2025 to 14 Mar 2025)
- (2625)[FCA CF] Significant management (13 Mar 2025 to 31 Dec 2025)
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Matthew James Buckey
IRN MJB00046
- (433)CF21 Investment Adviser (4 May 2006 to 21 Sep 2007)
- (434)CF7 Sole Trader (AR) (4 May 2006 to 31 Jan 2007)
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Matthew James Thomas
IRN MJT01209
- (186)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- (187)4. Giving personal recommendations on retail investment products which are not broker funds
- (189)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- (188)CF30 Customer (since 29 Mar 2012)
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Matthew Milan Millard
IRN MXM00171
- (3351)CF21 Investment Adviser (11 Sep 2002 to 27 Sep 2002)
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Matthew Newnham
IRN MXN00079
- (2676)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 22 Feb 2023)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Lighthouse (Platinum) Limited (no longer appointed)
FRN 206158 · Appointed 21 Aug 2002 · Until 31 Dec 2012
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Lighthouse IFA's (Salisbury) Ltd (no longer appointed)
FRN 217825 · Appointed 20 Aug 2002 · Until 17 Feb 2004
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Lighthouse (Gloucestershire) Ltd (no longer appointed)
FRN 217826 · Appointed 20 Aug 2002 · Until 1 Jul 2005
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Lighthouse IFA (Salisbury) Ltd (no longer appointed)
FRN 217706 · Appointed 16 Aug 2002 · Until 17 Feb 2004
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Lighthouse IFA (Wales) Ltd (no longer appointed)
FRN 217704 · Appointed 16 Aug 2002 · Until 31 Dec 2005
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Lighthouse IFA (Capital) Ltd (no longer appointed)
FRN 217705 · Appointed 16 Aug 2002 · Until 31 Dec 2005
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Lighthouse (North London) Ltd (no longer appointed)
FRN 217603 · Appointed 12 Aug 2002 · Until 31 Dec 2005
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Lighthouse IFA (Premier) Ltd (no longer appointed)
FRN 217602 · Appointed 12 Aug 2002 · Until 31 Dec 2005
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Lighthouse Independent Financial Services (South Coast) Limited (no longer appointed)
FRN 217604 · Appointed 12 Aug 2002 · Until 17 Feb 2004
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Lighthouse (South East) Limited (no longer appointed)
FRN 217419 · Appointed 7 Aug 2002 · Until 1 May 2007
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (247)CF30 Customer
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controlled function added: (246)4. Giving personal recommendations on retail investment products which are not broker funds
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controlled function added: (245)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
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controlled function added: (244)Appointed representative dealing with clients for which they require qualification
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controlled function added: (243)CF30 Customer
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controlled function added: (242)4. Giving personal recommendations on retail investment products which are not broker funds
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controlled function added: (241)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
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controlled function added: (240)Appointed representative dealing with clients for which they require qualification
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controlled function added: (239)CF30 Customer
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controlled function added: (238)4. Giving personal recommendations on retail investment products which are not broker funds